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PatentsView Government Interest Results Analysis
PatentsView Government Interest Statement Summary Statistics
The tables below contain descriptive statistics that give information about the final extracted list of organizations for patents granted between 1976 and 2019. Table 1 highlights the number of organizations that were identified by patent number. Table 2 lists the total number of patents associated with the 10 most frequently occurring organizations. “U.S. Government” is an organization only if the raw government interest statement matches the string “govern*” (with * representing a wildcard that can be replaced with anything) and a specific agency was not identified.
Table 1. Number and Percentage Distribution of Organizations Identified per Patent (Patents Granted Between 1976 and 2019)
Number of Organizations | Number of Patents | Percentage of Patents |
1 | 120,054 | 82.69 |
2 | 20,879 | 14.38 |
3 | 3,376 | 2.33 |
4 | 657 | 0.45 |
5 | 159 | 0.11 |
6 | 38 | 0.03 |
7 | 11 | 0.01 |
8 | 2 | 0.00 |
9 | 1 | 0.00 |
Total | 145,177 | 100.00% |
Table 2. Ten Most Frequently Occurring Organizations (Patents Granted Between 1976 and 2019)
Federal Organization | Frequency |
Department of Health and Human Services | 45,608 |
Department of Defense | 39,305 |
Department of Energy | 33,419 |
U.S. government | 27,006 |
National Science Foundation | 14,293 |
National Aeronautics and Space Administration | 6,005 |
Department of Commerce | 2,774 |
Department of Agriculture | 1,864 |
Small Business Administration | 1,596 |
Department of Homeland Security | 617 |
Table 3 represents a sample of the final output where the “raw organization” column contains the output of the Named Entity Resolution (NER) algorithm and the “cleansed organization” column contains the output of the string-matching algorithm. This is to enable comparison of the output from each algorithm. In most cases, NER produced accurate output. However, in some cases NER either produced an incomplete name of a government organization or identified a non-federal organization. For example, for patent number 5320962, NER produced “Blood Institute” as the organization name instead of National Heart, Lung, and Blood Institute. Similarly, for patent number 5583736, NER identified both the Department of Energy and the American Telephone and Telegraph Company, where the latter is a private company that does not meet the criteria for inclusion in the final output of government organizations.
Table 3. Sample Output of Correctly Identified Cleansed Organizations
Patent | Government Interest Statement | Raw Organization | Cleansed Organization |
3948731 | The invention… performed under a grant from the national Institute of Health. | national Institute of Health | National Institutes of Health |
5229161 | This invention was made with government support under Federal Grant 90-34189-5014 awarded by the U.S. Department of Agriculture… | Federal Grant, U.S. Department of Agriculture | Department of Agriculture |
5320962 | The present invention was made with Government support under grant number ROI HL35134 from the National Heart Lung and Blood Institute… | Blood Institute | National Heart, Lung, and Blood Institute |
5583736 | The present invention… between the United States Department of Energy and American Telephone and Telegraph Company. | United States Department of Energy and American Telephone and Telegraph Company | United States Department of Energy |
Table 4. Sample Output, Incorrectly Identified Cleansed Organizations Table 4 shows incorrect output in terms of cleansed organizations. In the first record, the list of cleansed organizations should read “Department of Health, Education, and Welfare,” which was disassembled into DHHS and the Department of Education. The NER for patent 7910574 (incorrectly) identified DLW as an organization but not NIH or NIMH. Finally, the last record is not an Army-related patent; this represents an apparent false positive resulting from the approach to organization names.
Patent | Government Interest Statement | Raw Organization | Cleansed Organization |
4089329 | The invention described herein was made in the course of work under a grant or award from the Department of Health, Education, and Welfare. | Department of Health | Education | Department of Health, Education | Welfare | Department of Education | Department of Energy Department of Health and Human Services |
7910574 | This work was supported in part by NIH/NIMH grant R03MH076449 (DLW) and by NIH/NIAID grant R01AI065622 (DLW). | DLW | [null] |
8658685 | This invention was made with United States Government support under grant 1R43HL090132-01 awarded by the National Institutes of Health to ActiveSite Pharmaceuticals and under DK60165 and DK36836 by the National Institutes of Health to the Joslin Diabetes Center. The Government has certain rights to this invention. | National Institutes of Health | ActiveSite Pharmaceuticals | Joslin Diabetes Center | United States Government | the National Institutes of Health to ActiveSite Pharmaceuticals | the National Institutes of Health | Government | National Institutes of Health | Army |
Contract and Award Number Output
Descriptive statistics were also produced for contract and award numbers. Table 5 summarizes the number of contracts or awards that were identified by patent number, while table 6 shows records with incorrectly identified contract or award numbers. In these cases, a contract number was missed due to its abnormally short length (and the fact that it contains a space), due to a public law being conflated for a contract or award number, and due to bad input data. The third record in Table 6 shows an example of correctly parsed contract and award data.
Table 5. Number of Contracts/Awards Identified per Patent (Patents Granted Between 1976 and 2019)
Number of Contracts | Number of Patents | Percentage of Patents |
1 | 109,053 | 93.29 |
2 | 4,932 | 4.22 |
3 | 1,702 | 1.46 |
4 | 641 | 0.55 |
5 | 311 | 0.27 |
6 | 121 | 0.10 |
7 | 62 | 0.05 |
8 | 33 | 0.03 |
9 | 17 | 0.01 |
10 | 13 | 0.01 |
11 | 7 | 0.01 |
12 | 2 | 0.00 |
19 | 2 | 0.00 |
23 | 1 | 0.00 |
Total | 116,897 | 100.00% |
Table 6. Examples of Incorrect Contract Output
Patent | Government Interest Statement | Contract Output | Expected Contract Output |
6083763 | This invention was made at least in part with funds from the National Aeronautics and Space Administration, Grant Number NAGW 4530. | -- | NAGW 4530 |
4684258 | The invention described herein was made in the performance of work under a NASA contract and is subject to the provisions of Public Law 96-517 (35 USC 202) in which the Contractor has elected not to retain title. | 96-517 35 USC 202 | -- |
8294712 | This disclosure was made with Government support under U.S. Government contract DAAD17-01-C-0074 A 001 awarded by Defense Advanced Research Projects Agency (“DARPA”). The Government has certain rights in this disclosure. | “DARPA&# x201d|DAAD1701-C-0074 | DAAD17-01-C-0074 |